Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:
Sr. No | Financial Year | Compliance Audit Status | Remarks, if any |
---|---|---|---|
1 | 2023-2024 | In-Progress |
Our Meticulously crafted plan is delivered with a quick turnaround time of 3 working days.
Registered Name | Ramakrishnan M (Proprietor : Well Fare Investment Advisers) |
Type of registration | Individual |
SEBI IA Registration No | INA000018683 |
Validity | Dec 18, 2023- Perpetual |
BASL Membership No | BASL2110 |
Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI, membership of BSE Administration and Supervision Limited (BASL) and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the Investment Adviser or provide any assurance of returns to investors.
Sr. No | Received from | Pending atthe end of last month | Received | Resolved | Total Pending# | Pending complaints > 3 months | Average Resolution time^ (in days) |
---|---|---|---|---|---|---|---|
1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |